Trust is earned. We work to earn it everyday. Expertise alone does not guarantee trust – but it does help. As independent money managers, we earn no commissions and sell no products. Investment decisions are rooted in the best interests of each client. Our disciplined approach is applied by experienced principals with steadfast ethical standards.

Firm Structure

• Registered Investment Adviser (RIA); SEC registered
• Multiple principals
• Clients located throughout United States and internationally
• Average client assets under management $1.5-2.0 million
• Minimum new account $1,000,000 (total managed assets)
  
  

Independence

• Fee based, discretionary investment management
• No custody of assets
• No affiliation with brokerage or other securities firm
• No investment products or related commissions
  
  

Principals

James M. Elliott

• Principal, President
• Founded Elliott & Associates in 1984
• Portfolio Manager, Investment Committee Member
• 30+ years investment management experience
• JD, Indiana University
• BS, Business, Indiana University
• Former Vice President (Investments), Indiana University Foundation

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Matthew K. Bradley

• Principal, Vice President, Chief Compliance Officer
• Portfolio Manager, Investment Committee Member
• 10+ years investment management experience
• Series 65 licensed
• MBA, Finance, Indiana University
• BS, Accounting, Indiana University
• BS, Finance, Indiana University
• Former Audit Associate, Coopers & Lybrand

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Kenneth W. Kaczmarek

• Principal, Investment Committee Member
• 30+ years financial services experience
• MBA, Management, Indiana University
• BS, Accounting, Indiana University
• CPA
• Formerly held executive positions with:
  • American Re-Insurance/American Re Asset Management
  • Merrill Lynch Insurance Group
  • AFLAC
  • Blue Cross of California
• Extensive international business experience

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